Reason for non compliance of license holders towards disclosure-based regulation in Malaysian securities

• Main Authors: Yeon, Asmah Laili, Mohd Shamsudin, Faridahwati
• Format: Conference or Workshop Item
• Language: English
• Published: 2011
• Subjects: HG Finance; K Law (General)
• Online Access: http://repo.uum.edu.my/6221/1/As.pdf; http://repo.uum.edu.my/6221/
• Institution: Universiti Utara Malaysia

The objective of this paper is to report the findings of a study amongst licence holders of the capital markets in Malaysia in relation to the implementation of the Disclosure Based Regulation in Malaysia.This survey was conducted among 107 principal and representative licensees registered with the...