Predicting fraud by investment managers
We test the predictability of investment fraud using a panel of mandatory disclosures filed with the SEC. We find that disclosures related to past regulatory and legal violations, conflicts of interest, and monitoring have significant power to predict fraud. Avoiding the 5% of firms with the highest...
محفوظ في:
المؤلفون الرئيسيون: | Dimmock, Stephen G., Gerken, William Christopher |
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مؤلفون آخرون: | Nanyang Business School |
التنسيق: | مقال |
اللغة: | English |
منشور في: |
2013
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الموضوعات: | |
الوصول للمادة أونلاين: | https://hdl.handle.net/10356/100279 http://hdl.handle.net/10220/17824 |
الوسوم: |
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مواد مشابهة
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