Misconduct and Fraud by Investment Managers

• Main Authors: Dimmock, Stephen Geoffrey, Farizo, Joseph D, Gerken, William C
• 其他作者: FINANCE
• 格式: Book Chapter
• 出版: John Wiley & Sons 2022
• 主題: Fraud; investment fraud; investment advisors; investment advisers; operational risk; regulation, disclosure; Form ADV
• 在線閱讀: https://scholarbank.nus.edu.sg/handle/10635/230877
• 機構: National University of Singapore

Corruption and Fraud in Financial Markets Malpractice, Misconduct and Manipulation