The SEC revolving door and comment letters

• Main Authors: SHEN, Michael, TAN, Samuel T.
• 格式: text
• 語言: English
• 出版: Institutional Knowledge at Singapore Management University 2023
• 主題: SEC comment letters; external counsel; revolving door; regulatory capture; Securities and Exchange Commission employees; influence; lawyers; Accounting; Accounting Law; Legal Ethics and Professional Responsibility
• 在線閱讀: https://ink.library.smu.edu.sg/soa_research/2015; https://ink.library.smu.edu.sg/context/soa_research/article/3042/viewcontent/SEC_Revolving_Door_av.pdf
• 機構: Singapore Management University

Government officials, advocacy groups, and the business press have raised concerns that former SEC employees may continue to influence the SEC after leaving the agency. Using hand-collected data on the characteristics of 1,384 lawyers who represented firms in responding to SEC comment letters betwee...