Classification of Clients of Financial Firms: From Comparative Law Perspective

• Main Author: CHEN, Christopher Chao-hung
• Format: text
• Language: Chinese
• Published: Institutional Knowledge at Singapore Management University 2010
• Subjects: Financial services; client; client classification; consumer; conduct of business; Banking and Finance Law; Commercial Law; Comparative and Foreign Law
• Online Access: https://ink.library.smu.edu.sg/sol_research/982; http://www.mnd.gov.tw/Upload/201008/(%E7%89%B9%E5%88%A5%E4%BC%81%E5%8A%833)%E7%94%B1%E6%AF%94%E8%BC%83%E6%B3%95%E8%A7%80%E9%BB%9E%E8%AB%96%E9%87%91%E8%9E%8D%E6%A9%9F%E6%A7%8B%E5%AE%A2%E6%88%B6%E4%B9%8B%E5%88%86%E9%A1%9E--%E9%99%B3%E8%82%87%E9%B4%BB.pdf
• Institution: Singapore Management University

The purpose of this article is to examine current regulations under Taiwan law with regard to classification of clients of financial firms in Taiwan from the perspective of comparative law. After comparing with relevant laws in the EU, UK, USA, Hong Kong, and Singapore, this article argues that ther...