Product suitability, due diligence and management responsibility: The new regime of regulation 18B of the financial advisers regulations

• Main Author: LOW, Kee Yang
• Format: text
• Language: English
• Published: Institutional Knowledge at Singapore Management University 2012
• Subjects: Asian Studies; Banking and Finance Law; Commercial Law
• Online Access: https://ink.library.smu.edu.sg/sol_research/1397; https://ink.library.smu.edu.sg/context/sol_research/article/3349/viewcontent/_2012__24_SAcLJ_298_313__Reg_18B_FAR_.pdf
• Institution: Singapore Management University

In response to the structured products crisis of 2008, many changes were made to the Singapore regulatory landscape over the past three years. More recently, in July 2011, the Financial Advisers Regulations (Cap 110, Rg 2, 2004 Rev Ed) was amended and an important new provision – reg 18B – was added...