Rebuilding trust: Regulation of financial advisers in the UK
Key pointsThe 2006 UK Retail Distribution Review identified much-needed reforms to the retail investment markets. It suffered chronic problems arising from the provision of conflicted advice by financial advisers to their clients. The global financial crisis (GFC) added intense urgency to the need f...
Saved in:
Main Authors: | HE, Weiping, LIU, Han-wei |
---|---|
Format: | text |
Language: | English |
Published: |
Institutional Knowledge at Singapore Management University
2021
|
Subjects: | |
Online Access: | https://ink.library.smu.edu.sg/sol_research/4399 https://ink.library.smu.edu.sg/context/sol_research/article/6357/viewcontent/kmab026__1_.pdf |
Tags: |
Add Tag
No Tags, Be the first to tag this record!
|
Institution: | Singapore Management University |
Language: | English |
Similar Items
-
Regulating financial advisers in the UK: Lessons for Australia
by: HE, Weiping, et al.
Published: (2021) -
In whose best interests? Regulating financial advisers, the Royal Commission, and the dilemma of reform
by: LIU, Han-wei, et al.
Published: (2020) -
COB regulation of financial advisers
by: LOW, Kee Yang
Published: (2019) -
Product suitability, due diligence and management responsibility: The new regime of regulation 18B of the financial advisers regulations
by: LOW, Kee Yang
Published: (2012) -
The balanced scorecard framework for financial advisers: A Pandora's box
by: LOW, Kee Yang
Published: (2016)