Product intervention for retail structured investment products: A comparison of rules in Singapore, Hong Kong and Taiwan

This article compares new product intervention rules in Singapore, Hong Kong and Taiwan for complex structured investment products. Singapore’s approach is to improve firms’ internal safeguard, while Hong Kong’s approach is to require prior authorisation for new unlisted structured investment produc...

Full description

Saved in:
Bibliographic Details
Main Author: CHEN, Christopher C. H.
Format: text
Language:English
Published: Institutional Knowledge at Singapore Management University 2016
Subjects:
Online Access:https://ink.library.smu.edu.sg/sol_research/2212
https://ink.library.smu.edu.sg/context/sol_research/article/4164/viewcontent/SSRN_id2826206.pdf
Tags: Add Tag
No Tags, Be the first to tag this record!
Institution: Singapore Management University
Language: English