Product intervention for retail structured investment products: A comparison of rules in Singapore, Hong Kong and Taiwan
This article compares new product intervention rules in Singapore, Hong Kong and Taiwan for complex structured investment products. Singapore’s approach is to improve firms’ internal safeguard, while Hong Kong’s approach is to require prior authorisation for new unlisted structured investment produc...
Saved in:
Main Author: | CHEN, Christopher C. H. |
---|---|
Format: | text |
Language: | English |
Published: |
Institutional Knowledge at Singapore Management University
2016
|
Subjects: | |
Online Access: | https://ink.library.smu.edu.sg/sol_research/2212 https://ink.library.smu.edu.sg/context/sol_research/article/4164/viewcontent/SSRN_id2826206.pdf |
Tags: |
Add Tag
No Tags, Be the first to tag this record!
|
Institution: | Singapore Management University |
Language: | English |
Similar Items
-
Legal risk and investor protection for retail investment products: An empirical study of lawsuits regarding mutual funds and structured notes in Taiwan
by: CHEN, Christopher C. H.
Published: (2015) -
Consumer rights: Are they enough?
by: Lagua, Benel D.
Published: (2022) -
Rethinking financial consumer protection
by: CHEN, Christopher C. H.
Published: (2017) -
ISDA master agreement, interest rate swap, and consumer protection law: Comment on Higher Court 97 tai-shan no. 3 judgment
by: CHEN, Christopher C. H.
Published: (2008) -
Judicial Inactivitism in Protecting Financial Consumer against Predatory Sale of Retail Structured Products: A Reflection from Retail Structured Notes Lawsuits in Taiwan
by: Chen, Chao-Hung
Published: (2014)