Product intervention for retail structured investment products: A comparison of rules in Singapore, Hong Kong and Taiwan
This article compares new product intervention rules in Singapore, Hong Kong and Taiwan for complex structured investment products. Singapore’s approach is to improve firms’ internal safeguard, while Hong Kong’s approach is to require prior authorisation for new unlisted structured investment produc...
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| 格式: | text |
| 語言: | English |
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Institutional Knowledge at Singapore Management University
2016
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| 在線閱讀: | https://ink.library.smu.edu.sg/sol_research/2212 https://ink.library.smu.edu.sg/context/sol_research/article/4164/viewcontent/SSRN_id2826206.pdf |
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