Legal risk and investor protection for retail investment products: An empirical study of lawsuits regarding mutual funds and structured notes in Taiwan

• Main Author: CHEN, Christopher C. H.
• Format: text
• Language: Chinese
• Published: Institutional Knowledge at Singapore Management University 2015
• Subjects: Empirical study; legal risk; investment disputes; retail investment products; mutual fund; structured note; trust; bank; financial consumer protection; Taiwan; Legal Studies; Regional Economics
• Online Access: https://ink.library.smu.edu.sg/sol_research/2322; https://ink.library.smu.edu.sg/context/sol_research/article/4274/viewcontent/2015_____________preprint_.pdf
• Institution: Singapore Management University

This article analyses the results of 322 lawsuits regarding retail mutual funds and structured notes in Taiwan between 2000 and 2012 and their relationship with other factors such as investors’ personal characteristics, main arguments and causes of action. This article has the following major findin...