In whose best interests? Regulating financial advisers, the Royal Commission, and the dilemma of reform

Following the Future of Financial Advice reforms, the ‘suitability’ and ‘appropriateness’ focus for financial advice has been relocated and supplemented by a ‘best interests’ focus in s 961B of the Corporations Act 2001 (Cth). Yet, as the Australian Government’s Royal Commission into Misconduct in t...

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Bibliographic Details
Main Authors: LIU, Han-wei, LE, Toan, HE, Weiping, DUFFY, Michael
Format: text
Language:English
Published: Institutional Knowledge at Singapore Management University 2020
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Online Access:https://ink.library.smu.edu.sg/sol_research/4398
https://ink.library.smu.edu.sg/context/sol_research/article/6356/viewcontent/SSRN_id3678359.pdf
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Institution: Singapore Management University
Language: English