Styles of regulators: evidence from the SEC's comment letters

• المؤلفون الرئيسيون: Do, Peter Truc Thuc, Zhang, Huai
• مؤلفون آخرون: Nanyang Business School
• التنسيق: مقال
• اللغة: English
• منشور في: 2022
• الموضوعات: Business::Operations management; Regulation Enforcement; Comment Letters
• الوصول للمادة أونلاين: https://hdl.handle.net/10356/160076

We investigate whether individual securities regulators exhibit personal styles in their work, a question of importance to corporate executives and capital market participants. Using the SEC's comment letters as our setting, we find that SEC staff members exhibit unique personal “styles.” We ma...