Styles of regulators : evidence from the sec comment letters
Security regulations are enforced by the SEC staff. Conceptually, the regulations shall be enforced uniformly despite enforcers’ personal differences. I offer evidence to the contrary. Using the setting of SEC filing review process, I find that SEC staff members exhibit personal “styles” in their re...
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| 格式: | Theses and Dissertations |
| 語言: | English |
| 出版: |
2018
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| 主題: | |
| 在線閱讀: | http://hdl.handle.net/10356/73160 |
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| 機構: | Nanyang Technological University |
| 語言: | English |