Styles of regulators : evidence from the sec comment letters
Security regulations are enforced by the SEC staff. Conceptually, the regulations shall be enforced uniformly despite enforcers’ personal differences. I offer evidence to the contrary. Using the setting of SEC filing review process, I find that SEC staff members exhibit personal “styles” in their re...
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Main Author: | Do, Thuc Truc |
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Other Authors: | Zhang Huai |
Format: | Theses and Dissertations |
Language: | English |
Published: |
2018
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Subjects: | |
Online Access: | http://hdl.handle.net/10356/73160 |
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Institution: | Nanyang Technological University |
Language: | English |
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