COB regulation of financial advisers

COB regulation of financial advisers

This chapter deals with the conduct of business regulation of financial advisers in Singapore. It covers the law as well as the regulatory framework on the subject.

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Bibliographic Details
Main Author:	LOW, Kee Yang
Format:	text
Language:	English
Published:	Institutional Knowledge at Singapore Management University 2019
Subjects:	Financial advisers COB regulation Singapore Asian Studies Banking and Finance Law Finance and Financial Management
Online Access:	https://ink.library.smu.edu.sg/sol_research/3103 https://search.library.smu.edu.sg/discovery/fulldisplay?docid=alma99279212602601&context=L&vid=65SMU_INST:SMU_NUI&lang=en&search_scope=Everything&adaptor=Local%20Search%20Engine&tab=Everything&query=any,contains,Financial%20services%20law%20and%20regulation&offset=0
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Institution:	Singapore Management University
Language:	English

Description
Summary:	This chapter deals with the conduct of business regulation of financial advisers in Singapore. It covers the law as well as the regulatory framework on the subject.