COB regulation of financial advisers

This chapter deals with the conduct of business regulation of financial advisers in Singapore. It covers the law as well as the regulatory framework on the subject.

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Main Author: LOW, Kee Yang
Format: text
Language:English
Published: Institutional Knowledge at Singapore Management University 2019
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Online Access:https://ink.library.smu.edu.sg/sol_research/3103
https://search.library.smu.edu.sg/discovery/fulldisplay?docid=alma99279212602601&context=L&vid=65SMU_INST:SMU_NUI&lang=en&search_scope=Everything&adaptor=Local%20Search%20Engine&tab=Everything&query=any,contains,Financial%20services%20law%20and%20regulation&offset=0
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Institution: Singapore Management University
Language: English
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spelling sg-smu-ink.sol_research-50612020-04-16T06:54:09Z COB regulation of financial advisers LOW, Kee Yang This chapter deals with the conduct of business regulation of financial advisers in Singapore. It covers the law as well as the regulatory framework on the subject. 2019-02-01T08:00:00Z text https://ink.library.smu.edu.sg/sol_research/3103 https://search.library.smu.edu.sg/discovery/fulldisplay?docid=alma99279212602601&context=L&vid=65SMU_INST:SMU_NUI&lang=en&search_scope=Everything&adaptor=Local%20Search%20Engine&tab=Everything&query=any,contains,Financial%20services%20law%20and%20regulation&offset=0 Research Collection Yong Pung How School Of Law eng Institutional Knowledge at Singapore Management University Financial advisers COB regulation Singapore Asian Studies Banking and Finance Law Finance and Financial Management
institution Singapore Management University
building SMU Libraries
continent Asia
country Singapore
Singapore
content_provider SMU Libraries
collection InK@SMU
language English
topic Financial advisers
COB regulation
Singapore
Asian Studies
Banking and Finance Law
Finance and Financial Management
spellingShingle Financial advisers
COB regulation
Singapore
Asian Studies
Banking and Finance Law
Finance and Financial Management
LOW, Kee Yang
COB regulation of financial advisers
description This chapter deals with the conduct of business regulation of financial advisers in Singapore. It covers the law as well as the regulatory framework on the subject.
format text
author LOW, Kee Yang
author_facet LOW, Kee Yang
author_sort LOW, Kee Yang
title COB regulation of financial advisers
title_short COB regulation of financial advisers
title_full COB regulation of financial advisers
title_fullStr COB regulation of financial advisers
title_full_unstemmed COB regulation of financial advisers
title_sort cob regulation of financial advisers
publisher Institutional Knowledge at Singapore Management University
publishDate 2019
url https://ink.library.smu.edu.sg/sol_research/3103
https://search.library.smu.edu.sg/discovery/fulldisplay?docid=alma99279212602601&context=L&vid=65SMU_INST:SMU_NUI&lang=en&search_scope=Everything&adaptor=Local%20Search%20Engine&tab=Everything&query=any,contains,Financial%20services%20law%20and%20regulation&offset=0
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