COB regulation of financial advisers
This chapter deals with the conduct of business regulation of financial advisers in Singapore. It covers the law as well as the regulatory framework on the subject.
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Main Author: | LOW, Kee Yang |
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Format: | text |
Language: | English |
Published: |
Institutional Knowledge at Singapore Management University
2019
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Online Access: | https://ink.library.smu.edu.sg/sol_research/3103 https://search.library.smu.edu.sg/discovery/fulldisplay?docid=alma99279212602601&context=L&vid=65SMU_INST:SMU_NUI&lang=en&search_scope=Everything&adaptor=Local%20Search%20Engine&tab=Everything&query=any,contains,Financial%20services%20law%20and%20regulation&offset=0 |
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Institution: | Singapore Management University |
Language: | English |
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