The Construction of Suitability Obligation of Financial Institutions when Selling Structured Products: From Comparative Law Perspective

The Construction of Suitability Obligation of Financial Institutions when Selling Structured Products: From Comparative Law Perspective

The purpose of this article is to examine the suitability rules regarding structured products under Taiwan law from a comparative law perspective. After the global financial crisis, Taiwan has imposed specific suitability obligations on financial institutions when they promote derivatives and struct...

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Bibliographic Details
Main Author: CHEN, Christopher Chao-hung
Format: text
Language:Chinese
Published: Institutional Knowledge at Singapore Management University 2011
Subjects:
Suitability
appropriateness
conduct of business
comparative law
investment advice
structured notes
derivatives
structured products
Asian Studies
Banking and Finance Law
Commercial Law
Comparative and Foreign Law
Online Access:https://ink.library.smu.edu.sg/sol_research/1033
http://ssrn.com/abstract=1832126
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Institution: Singapore Management University
Language: Chinese

Internet

https://ink.library.smu.edu.sg/sol_research/1033
http://ssrn.com/abstract=1832126

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