The Construction of Suitability Obligation of Financial Institutions when Selling Structured Products: From Comparative Law Perspective

• Main Author: CHEN, Christopher Chao-hung
• Format: text
• Language: Chinese
• Published: Institutional Knowledge at Singapore Management University 2011
• Subjects: Suitability; appropriateness; conduct of business; comparative law; investment advice; structured notes; derivatives; structured products; Asian Studies; Banking and Finance Law; Commercial Law; Comparative and Foreign Law
• Online Access: https://ink.library.smu.edu.sg/sol_research/1033; http://ssrn.com/abstract=1832126
• Institution: Singapore Management University

The purpose of this article is to examine the suitability rules regarding structured products under Taiwan law from a comparative law perspective. After the global financial crisis, Taiwan has imposed specific suitability obligations on financial institutions when they promote derivatives and struct...