The Construction of Suitability Obligation of Financial Institutions when Selling Structured Products: From Comparative Law Perspective
The purpose of this article is to examine the suitability rules regarding structured products under Taiwan law from a comparative law perspective. After the global financial crisis, Taiwan has imposed specific suitability obligations on financial institutions when they promote derivatives and struct...
Saved in:
Main Author: | CHEN, Christopher Chao-hung |
---|---|
Format: | text |
Language: | Chinese |
Published: |
Institutional Knowledge at Singapore Management University
2011
|
Subjects: | |
Online Access: | https://ink.library.smu.edu.sg/sol_research/1033 http://ssrn.com/abstract=1832126 |
Tags: |
Add Tag
No Tags, Be the first to tag this record!
|
Institution: | Singapore Management University |
Language: | Chinese |
Similar Items
-
Product Due Diligence And the Suitability Of Minibonds: Taking the Benefit of Hindsight
by: CHEN, Christopher Chao-hung
Published: (2011) -
Contractual Structure of Structured Notes and Legal Characterisation of Non-Discretionary Trust
by: CHEN, Christopher Chao-hung
Published: (2009) -
Judicial Inactivitism in Protecting Financial Consumer against Predatory Sale of Retail Structured Products: A Reflection from Retail Structured Notes Lawsuits in Taiwan
by: Chen, Chao-Hung
Published: (2014) -
Unlawful Dividends, Unjust Enrichment, and the Defence of Change of Position
by: MACRAE, Cecil Duncan
Published: (2005) -
Structured Notes Fiasco in the Courts: A Study of Relevant Judgments in Taiwan between 2009 and 2010
by: CHEN, Christopher Chao-hung
Published: (2012)